myCorporateResource.com

Thursday, May 23rd

Last update08:36:11 PM

Just in....
  •  
About Guides FAQs

Font Size

Profile

Layout

Direction

Menu Style

Apply Reset  
Cpanel
You are here: SEC & Securities Law Rules, Regulation & Guidance 2012 SEC Adopts Consolidated Audit Trail For Equity Securities

Trending ..... Broker-Dealer Faces FCPA, Travel Act and Securities Fraud Charges for Venezuelan Payments ..... SEC Charges City of Harrisburg with Securities Fraud for Fraudulent Public Statements ..... SEC Proposes Rules for Cross-Border Security-Based Swap Activities ..... Ralph Lauren Settles FCPA Charges ..... SEC/CFTC Issue Identity Theft Rules ..... Netflix Report: Regulation FD & Social Media ..... SEC Warns on Use of "Finders" ..... In re Puda Coal: Claims Against Chinese Directors Get Go Ahead ..... SEC Proposes More Tech Rules for Automated Systems ..... Kallick: DE Board Enjoined from Opposing Rival Slate ..... Advisers Falling Short on Custody Rule ..... SCOTUS Rules on Amgen; Materiality for Class Certification ..... Gabelli v. SEC: SCOTUS on Limitations Period for Federal Enforcement Actions ..... SEC's 2013 Adviser Examination Priorities ..... SEC Speaks ..... Say-on-Pay Litigation ..... District Court on SEC's FCPA Reach ..... SEC Eyes Up Private Equity ..... DOJ/SEC Issue FCPA Guidance ..... Iran Sanctions Include SEC Disclosure Mandate .....

SEC Adopts Consolidated Audit Trail For Equity Securities

WilmerHaleLogoSEC Adopts the Consolidated Audit Trail Rule

WilmerHale
October 1, 2012
6 pages

WillkieFarrLogoThe SEC Approves New Consolidated Audit Trail Rule

Willkie Farr & Gallagher
August 16, 2012
4 pages

DechertLogoSEC Enhances Market Oversight With Adoption of Consolidated Audit Trail Rule

Dechert
August 7, 2012
4 pages

DavisPolkLogoSEC Adopts Rule Requiring Consolidated Audit Trail

Davis Polk
July 19, 2012
7 pages

SidleyAustinLogoSEC Adopts Consolidated Audit Trail

Sidley Austin
July 18, 2012
8 pages

WilmerHaleLogoSEC Adopts Consolidated Audit Trail Rule

WilmerHale
July 12, 2012
2 pages

SEC Proposes Major Initiative to Build a Consolidated Audit Trail for Equities and Options

Katten
June 10, 2010

Please see our Hot Topics for more on this subject.

SEC Proposes Consolidated Audit Trail For Trading of Certain Equity Securities

Willkie Farr & Gallagher
June 10, 2010

Please see our Hot Topics for more on this subject. 

SEC Proposes Consolidated Audit Trail

WilmerHale
June 9, 2010

Please see our Hot Topics for more on this subject. 

SEC Proposes Consolidated Audit Trail

Davis Polk
June 7, 2010

Please see our Hot Topics for more on this subject.