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You are here: SEC & Securities Law Rules, Regulation & Guidance 2010 Regulation SHO: SEC Adopts Alternative Uptick Rule For Short-Sales

Regulation SHO: SEC Adopts Alternative Uptick Rule For Short-Sales

SEC Postpones Compliance Date For New Short Sale Price Test 

Willkie Farr & Gallagher
November 9, 2010

Please see our Hot Topics for more on the "Alternative Uptick Rule."

SEC Delays Compliance Date for Short Sale Pricing Rule to February 28, 2011

Winston & Strawn
November 5, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

SEC Adopts Amendments to Regulation SHO

Fried Frank
March 30, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

SEC Reinstates Price Restrictions on Short Sales

Winston & Strawn
March 23, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

New Short-Selling Restrictions in the United States and Recommendations For a Pan-European Short-Selling Disclosure Regime [Fourth Update]

Latham & Watkins
March 22, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

Please see our Hot Topics for more on CESR's proposed short-selling regime.

SEC Adopts Short Sale Price Test 

Willkie Farr & Gallagher
March 18, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

Start Planning Policies and Procedures to Comply with New Uptick Rule

Mintz Levin
March 15, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

SEC Adopts Restrictions on Short Sales

Arnold & Porter
March 16, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

Recent short selling developments

Dechert
March 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

Please see our Hot Topics for more on CESR's proposed short-selling regime.

Short Sales: A New Circuit Breaker

Shearman & Sterling
March 12, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.

The New Short Sale Price Test: Looking Ahead to Compliance

WilmerHale
March 12, 2010

Please see our Hot Topics for more on the Alternative Uptick Rule.