Federal Prosecutors and Regulators Probe Investment Funds' 10b5-1 Trading Plans
Paul Hastings
May 13, 2013
5 pages
Trending ..... Form I-9 Revamped ..... How Bad Will it Be? That is Sequestration ..... OSHA's PPACA Whistleblower Rules ..... PPACA: Play or Pay ..... IRS Issues Plan Correction Guidance ..... NLRB on Witness Statements ..... California Pregancy Laws ..... Superstorm Sandy (HR Issues) ..... NLRB Backs Facebook Firing ..... Higher Medicare Taxes for Higher Earners ..... NYSE/Nasdaq Propose New Compensation Committee Rules ..... NLRB Nixes Rule Preventing Discussion of Internal Investigations ..... EEOC Guidance on Criminal Background Checks ..... OFCCP Guidance on Criminal Background Checks ..... NLRB's Up & Down Rights Poster (now down) ..... PPACA's "Essential Health Benefits" ..... NLRB's "Speedy" Election Rules ..... NLRB's Social Media Guidance .....
Federal Prosecutors and Regulators Probe Investment Funds' 10b5-1 Trading Plans
Paul Hastings
May 13, 2013
5 pages
Best Laid Plans Gone Awry: Practices for Rule 10b5-1 Trading Plans
Pillsbury
May 9, 2013
5 pages
Increased Regulatory Scrutiny of Trading by Directors Associated With Funds
Sidley Austin
May 2, 2013
2 pages
Getting Back to Basics with Rule 10b5-1 Trading Plans
Skadden
April 9, 2013
3 pages
Rule 10b5-1 Trading Plans: Avoiding the Heat
Covington & Burling
From Bloomberg BNA's Securities Regulation & Law Report
March 11, 2013
6 pages
Rule 10B5-1 Trading Plans: Considerations in Light of Increased Scrutiny
Wilson Sonsini
March 13, 2013
2 pages
Wilson Sonsini
March 7, 2013
8 pages
Rule 10b5-1 Trading Plans Under Scrutiny
Barnes & Thornburg
February 5, 2013
3 pages
Wilson Sonsini
February 5, 2013
1 page