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You are here: SEC & Securities Law Rules, Regulation & Guidance 2011 SEC Actions Dodd-Frank Whistleblowing Rules

Trending ..... SEC Proposes Money Market Reforms ..... SIGA Technologies & Enforceability of Term-Sheets ..... In re MFW Shareholders Litigation: Going-Private Merger gets BJR Treatment ..... Broker-Dealer Faces FCPA, Travel Act and Securities Fraud Charges for Venezuelan Payments ..... SEC Charges City of Harrisburg with Securities Fraud for Fraudulent Public Statements ..... SEC Proposes Rules for Cross-Border Security-Based Swap Activities ..... Ralph Lauren Settles FCPA Charges ..... SEC/CFTC Issue Identity Theft Rules ..... Netflix Report: Regulation FD & Social Media ..... In re Puda Coal: Claims Against Chinese Directors Get Go Ahead ..... SEC Speaks ..... Say-on-Pay Litigation ..... SEC Eyes Up Private Equity ..... DOJ/SEC Issue FCPA Guidance ..... Iran Sanctions Include SEC Disclosure Mandate .....

SEC Actions Dodd-Frank Whistleblowing Rules

BakerHostetlerLogoThe Floodgates are Open: Second Whistleblower Award Sparks Speculation Over What's Next

Baker Hostetler
June 18, 2013
2 pages

DLAPiperLogoMore coming soon? Latest SEC tipster award highlights risk for hedge funds, private equity firms

DLA Piper
June 17, 2013
2 pages

WilmerHaleLogoYear Three of the SEC Whistleblower Program: Will It Turbocharge SEC Enforcement?

WilmerHale
From Bloomberg BNA's Securities Regulation & Law Report
May 13, 2013
9 pages

LathamWatkinsLogoAttorneys as SEC Whistleblowers: Can an Attorney Blow the Whistle on a Client and Get a Monetary Award?

Latham & Watkins
May 8, 2013
24 pages

DLAPiperLogoFewer opportunities seen for foreign whistleblowers

DLA Piper
3 pages
May 2, 2013

LathamWatkinsLogoEncouraging Internal Reporting, and Its Limits

Latham & Watkins
April 26, 2013
3 pages

sutherlandlogoCourt Rejects Retroactivity of Dodd–Frank's Whistleblower Remedies [Jones v. SouthPeak Interactive Corp]

Sutherland
April 18, 2013
2 pages

LathamWatkinsLogoSEC Whistleblower Anti-Retaliation Provisions

Latham & Watkins
February 19, 2013
8 pages

LathamWatkinsLogoAccountants and Auditors as SEC Whistleblowers

Latham & Watkins
February 5, 2013
5 pages

sutherlandlogoFederal Courts Bars Extraterritorial Application of Dodd-Frank’s Anti-Retaliation Provision to Whistleblowers Employed Abroad

Sutherland
October 23, 2012
2 pages