myCorporateResource.com

Skip to content

You are here: Industry

Financial Services

Skip to content

Trending ..... Myriad: SCOTUS Rules on Gene Patentability ..... Oxford Health Plans: SCOTUS Backs Arbitrator on Class Call ..... Bowman v. Monsanto: SCOTUS on Self-Replicating Technologies (eg Seeds) ..... SEC Proposes Money Market Reforms ..... Wellness Program Guidance ..... Equator Principles ..... Broker-Dealer Faces FCPA, Travel Act and Securities Fraud Charges for Venezuelan Payments ..... NLRB's Employee Rights Poster Comes Down ..... Ralph Lauren Settles FCPA Charges ..... Kiobel: SCOTUS Sends Alien Tort Statute Packing ..... DoJ Cuts Corporate Plea Agreement Carve-Out ..... How Bad Will it Be? That is Sequestration ..... HIPAA Omnibus Rule ..... Final FATCA Regs ..... PPACA: Play or Pay ..... DOJ/SEC Issue FCPA Guidance .....

Our Latest Financial Services News

SJBerwin: Culture, Conduct & Criminalisation: Banking Commission Special Report

June 20, 2013 Independent Commission on Banking's Final Report on Banking Reform

Clifford Chance: Uninsured U.S. Branches of Non-U.S. Banks Treated Same as Insured U.S. Depository Institutions for Purposes of the Dodd-Frank Act's Swaps Push-Out Provision

June 20, 2013 Federal Reserve Guides on Swaps Push-out Rule

Clifford Chance: CFTC No-Action Relief from Swaps Clearing Requirements for Eligible Treasury Affiliates

June 20, 2013 "Treasury Affiliates" Get Swaps Clearing Relief from CFTC

Banking Sector Reform Milbank: Do You Have “Good Faith”? What Banking Entities Must do During the Volcker Rule Conformance Period Shearman & Sterling: Too Early to Tell If Dodd-Frank Ends “Too Big To Fail” Sullivan & Cromwell: Dodd-Frank Stress Tests: Federal Reserve Issues Summary Instructions for Dodd-Frank Company-Run, Mid-Year Stress Tests	Consumer Financial Services Greenberg Traurig: The Consumer Financial Protection Bureau, Week in Review K&L Gates: CFPB’s RESPA Radar Pointed at Affiliated Business Arrangements O'Melveny & Myers: Consumer Finance Newsletter - June 2013	Investment Funds Morrison Foerster: FINRA Issues Sweep Letter Regarding Use of Social Media Hinshaw: Broker Associated With Defunct Firm May Compel FINRA Arbitration [Ronay Family Limited Partnership v. Robert R. Tweed] Bryan Cave: Social Media Privacy Concerns Versus Regulatory Supervision Obligations
Capital Markets O'Melveny & Myers: SEC Staff Issues Revised Compliance and Disclosure Interpretation Clarifying Rule 144 Provisions Applicable to Sales of Securities by a Pledgee Davis Polk: Prospectus Liability Regimes in Europe – June 2013 Pepper Hamilton: Access to the U.S. Capital Markets by Foreign Issuers: A Guide to Rule 144A and Regulation S Offerings	SEC & US Securities Law Morrison Foerster: Inside Baseball – SEC Enforcement Co-Chief Calls ‘Em Like He Sees ‘Em Alston & Bird: In the Crosshairs: Federal FCPA Enforcement Lands on Wall Street’s Doorstep Sutherland: Southern District of New York Endorses Extension of Dodd-Frank's Retaliation Protections to Internal Whistleblowers	M&A/Private Equity Drinker Biddle: Private Equity Newsletter Morrison Foerster: Unsolicited Views: chronicling developments in hostile M+A Bryan Cave: Disclosure in M&A Transactions: UK & US Perspectives
Hedge Funds Nixon Peabody: Whose claim is it anyway—the investment fund's or the investor's? Askenazy et al., v. KPMG LLP et al. Paul Hastings: Hedge Fund Report - Summary of Key Developments - Spring 2013 Nixon Peabody: Recent BVI decisions offer guidance to investors and funds facing redemption disputes	Derivatives Winston & Strawn: Dodd-Frank: Recent Relief from Business Conduct Rules in Respect of FX Transactions Day Pitney: CFTC External Business Conduct Standards - Temporary Relief to Foreign Exchange Transactions Schulte Roth & Zabel: CFTC Grants Temporary Relief for FX and Swaps Prime Brokerage Arrangements: Context for Private Fund Managers and Other Investment Advisers	Securitization Paul Hastings: Certainty of Execution - Asset-Based Lending in Leveraged Finance Dechert: Underwater Mortgages Deserve More Than Eminent Domain Dechert: An Investor’s Guide to The Pooling and Servicing Agreement
Senior Lending/Credit Facilities Gibson Dunn: Public Companies and the "End-User Exception" for Swaps: Governance Action Items Weil: Accessing US Market Liquidity – Executing ‘Yankee Borrower’ Financings in Europe Sidley Austin: Analysis of Proposed Changes to LSTA Collateral Annex	Public Finance Orrick: Five Lessons from the Municipal Derivatives Litigation Front Nixon Peabody: SEC charges South Miami with fraud focusing on status of federal tax exemption of interest on bonds McGuireWoods: Another SEC Enforcement Action Confirms Increased Focus on Municipalities and Municipal Securities	China Linklaters: Proposed amendments to rules on operation of public investment funds Clifford Chance: An Update on Recent Developments in Assets Securitisation in the PRC White & Case: SAFE’s New Rule Simplifies and Clarifies Foreign Debt Registration
European Union Weil: CLO Briefing: Recent European Regulatory Developments ReedSmith: EMIR – Summary of Key Requirements Clifford Chance: ISDA/FOA Client Cleared OTC Derivatives Addendum	United Kingdom SJBerwin: Culture, Conduct & Criminalisation: Banking Commission Special Report Clifford Chance: This week at the UK regulators Sullivan & Cromwell: FCA and Asset Managers. The Next Target?	Islamic Finance Trowers & Hamlins: Briefing note for IIFM's Unrestricted Master Wakalah Agreement Clifford Chance: Shari'a Compliant Real Estate Financing Clifford Chance: Introduction to Sukuk