Preparing for Your First SEC Audit
Baker & McKenzie
November 6, 2012
4 pages
Newly-Registered Investment Advisers to Get SEC "Presence Exams"
SEC Examination of Newly Registered Private Fund Advisers – What You Should Do Now
Buchanan Ingersoll & Rooney
October 23, 2012
2 pages
Caution Advised for Newly Registered Advisers
Pepper Hamilton
October 18, 2012
4 pages
The SEC Proceeds With Strategy For Examining Newly Registered Private Fund Advisers
O'Melveny & Myers
October 17, 2012
6 page
SEC Launches "Presence Exams" Initiative for Newly-Registered Investment Advisers
Sidley Austin
October 16, 2012
2 pages
SEC Staff Formally Announces "Presence Examination" Initiative for Newly-Registered Private Fund AdvisersFaegre Baker Daniels
October 12, 2012
2 pages
SEC Announces New “Presence Examinations” Targeted at Newly Registered Investment Advisers
Clifford Chance
October 11, 2012
2 pages
SEC Announces "Presence Exams" for Newly-Registered Investment Advisers
Schulte Roth & Zabel
October 9, 2012
2 pages