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You are here: Crisis & Recovery Derivatives CFTC Issues Rules For Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs)

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CFTC Issues Rules For Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs)

schulterothzabellogoReminder: Swaps Compliance Dates for Commodity Pool Operators and Investment Fund Managers

Schulte Roth & Zabel
May 31, 2013
4 pages

BinghamLogoAppeals Court Hears Oral Argument in Challenge to CFTC Regulations Affecting Registered Investment Companies

Bingham
May 7, 2013
3 pages

BinghamLogoNFA Addresses Mandatory Quarterly Reporting by Registered CPOs and CTAs

Bingham
April 25, 2013
2 pages

DebevoiseLogoCFTC Grants Additional Temporary IB and CTA Registration Relief for Certain Persons

Debevoise & Plimpton
April 1, 2013
4 pages

ShearmanSterlingLogoLife After CPO Registration: Select CFTC and NFA Compliance Obligations that Lie Ahead

Shearman & Sterling
March 11, 2013
12 pages

SeyfarthShawLogoNew Commodity Pool Rules May Require Immediate Action by 401(k) Plans

Seyfarth Shaw
February 21, 2013
2 pages

WillkieFarrLogoCFTC Compliance Alert: First Quarter 2013 Compliance Reminders

Willkie Farr & Gallagher
February 12, 2013
3 pages

OmelvenyMyersLogoPrivate Fund Managers Must Renew CPO and CTA Exemptions by March 1

O'Melveny & Myers
February 11, 2013
2 pages

OmelvenyMyersLogoDeadlines Approach for Certain SEC and CFTC-Regulated Entities that Manage Private Funds or Commodity Pools

O'Melveny & Myers
February 5, 2013
4 pages

FriedFrankLogoCPO and CTA Annual Affirmation Obligation

Fried Frank
January 31, 2013
2 pages