Sullivan & Cromwell
June 29, 2011
SEC Disqualifies Felons & "Bad Actors" From Rule 506 Offerings
SEC Proposes Rules Disqualifying Unregistered Securities Offerings Involving “Bad Actors” from Reliance on the Rule 506 Safe Harbor
SEC Proposes Rule Amendments Disqualifying Certain Private Placements Involving Bad Actors
Paul Weiss
June 30, 2011
"Safe Harbor" Not So Safe In Private Transactions
Baker Hostetler
June 15, 2011
SEC Proposes To Disqualify Certain Persons From Reliance On Private Placement Safe Harbor
Willkie Farr & Gallagher
June 15, 2011
SEC Proposes Rules to Disqualify “Felons and Other Bad Actors” From Reg D Offerings
K&L Gates
June 13, 2011
SEC Proposes Rule to Disqualify Felons and Other Bad Actors from Rule 506 Offerings
Wilson Sonsini
June 9, 2011
