Recent developments in federal ‘pay-to-play’ compliance
Allen & Overy
November 7, 2012
8 pages
Pay-to-Play Proposals/Rules
Pay-to-Play: Recent SEC Actions Highlight Importance of Compliance Controls
Dechert
November 5, 2012
3 pages
Recent SEC Order Finds Employee's Use of Company Resources Violates Pay to Play Rules
Cleary Gottlieb
October 10, 2012
5 pages
New ‘National Examination Risk Alert’ Issued by the SEC Re: Compliance with Political Contribution ‘Pay-to-Play’ Rules in Municipal Securities Pepper Hamilton
September 10, 2012
3 pages
SEC Issues Risk Alert on Campaign Contributions and Pay-to-Play Prohibitions
Bracewell & Giuliani
September 7, 2012
3 pages
MSRB Withdraws Proposed Municipal Advisor Rules Previously Filed With the SEC
Bingham
September 12, 2011
MSRB Forges Ahead With Municipal Advisor Rule Proposal Filings With the SEC
Bingham
September 6, 2011
MSRB Antes-Up: Proposes 'Pay to Play' Rule for Municipal Advisors
ReedSmith
February 10, 2011
MSRB Proposes Pay to Play Rules for Municipal Advisors
Vinson & Elkins
January 24, 2011
