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You are here: SEC Guidance on 10b5-1 Trading Plans

10b5-1 Trading Plans

ShearmanSterlingLogoThe Best Laid Plans: Preventing Rule 10b5-1 Plans from Going Awry

Shearman & Sterling
From Hedge Fund Law Report
June 20, 2014
14 pages

SullCromLLP10b5-1 Plans and M&A Transactions

Sullivan & Cromwell
From The M&A Lawyer
August 19, 2013
5 pages

SimpsonThacherLogoTrading Plan Storm Clouds Move to the Boardroom

Simpson Thacher
May 30, 2013
7 pages

CovingtonLogoRule 10b5-1 Trading Plans: Avoiding the Heat

Covington & Burling
From Bloomberg BNA's Securities Regulation & Law Report
March 11, 2013
6 pages