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You are here: SEC Guidance on 10b5-1 Trading Plans

10b5-1 Trading Plans

FriedFrankLogoProactive Planning: A Guide to Rule 10b5-1 Plans

Fried Frank
From Insights: The Corporate & Securities Law Advisor
November 25, 2015
7 pages

ShearmanSterlingLogoThe Best Laid Plans: Preventing Rule 10b5-1 Plans from Going Awry

Shearman & Sterling
From Hedge Fund Law Report
June 20, 2014
14 pages

SullCromLLP10b5-1 Plans and M&A Transactions

Sullivan & Cromwell
From The M&A Lawyer
August 19, 2013
5 pages

SimpsonThacherLogoTrading Plan Storm Clouds Move to the Boardroom

Simpson Thacher
May 30, 2013
7 pages