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You are here: SEC & Securities Law Rules, Regulation & Guidance 2011 SEC Actions Dodd-Frank Whistleblowing Rules

Trending ..... Broker-Dealer Faces FCPA, Travel Act and Securities Fraud Charges for Venezuelan Payments ..... SEC Charges City of Harrisburg with Securities Fraud for Fraudulent Public Statements ..... SEC Proposes Rules for Cross-Border Security-Based Swap Activities ..... Ralph Lauren Settles FCPA Charges ..... SEC/CFTC Issue Identity Theft Rules ..... Netflix Report: Regulation FD & Social Media ..... SEC Warns on Use of "Finders" ..... In re Puda Coal: Claims Against Chinese Directors Get Go Ahead ..... SEC Proposes More Tech Rules for Automated Systems ..... Kallick: DE Board Enjoined from Opposing Rival Slate ..... Advisers Falling Short on Custody Rule ..... SCOTUS Rules on Amgen; Materiality for Class Certification ..... Gabelli v. SEC: SCOTUS on Limitations Period for Federal Enforcement Actions ..... SEC's 2013 Adviser Examination Priorities ..... SEC Speaks ..... Say-on-Pay Litigation ..... District Court on SEC's FCPA Reach ..... SEC Eyes Up Private Equity ..... DOJ/SEC Issue FCPA Guidance ..... Iran Sanctions Include SEC Disclosure Mandate .....

SEC Actions Dodd-Frank Whistleblowing Rules

WilmerHaleLogoYear Three of the SEC Whistleblower Program: Will It Turbocharge SEC Enforcement?

WilmerHale
From Bloomberg BNA's Securities Regulation & Law Report
May 13, 2013
9 pages

LathamWatkinsLogoAttorneys as SEC Whistleblowers: Can an Attorney Blow the Whistle on a Client and Get a Monetary Award?

Latham & Watkins
May 8, 2013
24 pages

DLAPiperLogoFewer opportunities seen for foreign whistleblowers

DLA Piper
3 pages
May 2, 2013

LathamWatkinsLogoEncouraging Internal Reporting, and Its Limits

Latham & Watkins
April 26, 2013
3 pages

sutherlandlogoCourt Rejects Retroactivity of Dodd–Frank's Whistleblower Remedies [Jones v. SouthPeak Interactive Corp]

Sutherland
April 18, 2013
2 pages

LathamWatkinsLogoSEC Whistleblower Anti-Retaliation Provisions

Latham & Watkins
February 19, 2013
8 pages

LathamWatkinsLogoAccountants and Auditors as SEC Whistleblowers

Latham & Watkins
February 5, 2013
5 pages

sutherlandlogoFederal Courts Bars Extraterritorial Application of Dodd-Frank’s Anti-Retaliation Provision to Whistleblowers Employed Abroad

Sutherland
October 23, 2012
2 pages

KelleyDryeLogoThe Evolution of the SEC Whistleblower: From Sarbanes-Oxley to Dodd-Frank

Kelley Drye
From The Banking Law Journal
October 18, 2012
8 pages

BinghamLogoInternal Whistleblower Reports May Trigger Dodd-Frank Act Anti-Retaliation Protection

Bingham
October 4, 2012
4 pages