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OTC Derivatives Regulation and Extraterritoriality III

Shearman & Sterling
February 8, 2013
13 pages

CFTC Grants CPO Registration Relief for Funds of Funds Managers

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O'Melveny & Myers: Fund of Funds Receive Temporary Relief from CPO Registration
Day Pitney: CFTC No-Action Relief for Funds-of-Funds
Lowenstein Sandler: CFTC Grants No-Action Relief to Certain Family Offices and Funds-of-Funds from Registration as CPOs

CFTC Grants CPO Registration Relief for Family Offices

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CFTC Grants CPO Registration Relief for Business Development Companies

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CFTC's October 2012 Swaps Guidance

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SEC Proposes Capital, Margin, and Segregation Rules for Security-Based Swap Dealers

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CFTC & SEC Adopt Swap Product Definitions

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CFTC Proposes Cross-Border Swaps Guidance

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CFTC's Final Rules For Swap Clearing Documentation, Timing & Risk Management

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CFTC Proposes Regulations to Implement Volcker Rule

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CFTC Rules Re: Collateral Segregation for Cleared Swaps

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CFTC Issues Rules For Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs)

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CFTC and SEC Defer Dodd-Frank Swaps Requirements

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SEC Proposes Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

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CFTC's Manipulation Rules

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SEC "Re-Adopts" Beneficial Ownership Rules for Equity-Based Swaps

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SEC/CFTC Issue Definitions for "Swap" & "Security-based Swap"

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CFTC proposes Margin Requirements for Uncleared Swaps

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CFTC & SEC Propose Rules For Swap Execution Facilities

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CFTC Adopts Agricultural Swaps & Commodity Options Rules

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Dodd-Frank & Swaps "End-Users"

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CFTC Adopts Position Limits for Commodities

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CFTC's Swap Data Recordkeeping and Reporting Requirements

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CFTC Rules Re: Reporting of Pre-Enactment Swaps

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CFTC & Retail ForEx Transactions

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Credit Default Swaps: Background & Regulation

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