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You are here: SEC & Securities Law Rules, Regulation & Guidance Holland & Knight: Securities & Financial News

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HollandKnightLogoSecurities & Financial News

Holland & Knight
January 28, 2013
5 pages

In this Issue:

  • SEC Approves Nasdaq and NYSE Listing Standards Related to Compensation Committees and Advisers
  • NYSE Rule Providing Uniform Notification Method Approved by SEC
  • Proposed Accounting Standards Update for Repurchase Agreement Accounting
  • Delaware Supreme Court Affirms Denial of Attorneys' Fees Relating to Corporate Waste Claim Based on a Board's Decision to Forego Tax Deductible Corporate Bonuses
  • Delaware Chancery Court Dismisses Action for Advancement of Legal Fees and Expenses

SEC Rules, Regulation & Guidance

Lowenstein Sandler: Dodd-Frank Act Rulemaking: SEC and CFTC Issue Red Flags Rules to Address Identity Theft

May 17, 2013 SEC & CFTC Adopt Identity Theft Rules

Clifford Chance: SEC Proposes U.S. Regulatory Regime for Cross-Border Securities-Based Swap Activities

May 17, 2013 SEC Proposes Rules for Cross-Border Security-Based Swap Activities

Fried Frank: SEC Proposes Rules for Cross-Border Security-Based Swap Transactions

May 16, 2013 SEC Proposes Rules for Cross-Border Security-Based Swap Activities