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You are here: SEC & Securities Law Rules, Regulation & Guidance Blank Rome: Up To Date: Current Developments in Securities Law

Trending ..... Broker-Dealer Faces FCPA, Travel Act and Securities Fraud Charges for Venezuelan Payments ..... SEC Charges City of Harrisburg with Securities Fraud for Fraudulent Public Statements ..... SEC Proposes Rules for Cross-Border Security-Based Swap Activities ..... Ralph Lauren Settles FCPA Charges ..... SEC/CFTC Issue Identity Theft Rules ..... Netflix Report: Regulation FD & Social Media ..... SEC Warns on Use of "Finders" ..... In re Puda Coal: Claims Against Chinese Directors Get Go Ahead ..... SEC Proposes More Tech Rules for Automated Systems ..... Kallick: DE Board Enjoined from Opposing Rival Slate ..... Advisers Falling Short on Custody Rule ..... SCOTUS Rules on Amgen; Materiality for Class Certification ..... Gabelli v. SEC: SCOTUS on Limitations Period for Federal Enforcement Actions ..... SEC's 2013 Adviser Examination Priorities ..... SEC Speaks ..... Say-on-Pay Litigation ..... District Court on SEC's FCPA Reach ..... SEC Eyes Up Private Equity ..... DOJ/SEC Issue FCPA Guidance ..... Iran Sanctions Include SEC Disclosure Mandate .....

BlankRomeLogoUp To Date: Current Developments in Securities Law

Blank Rome
January 28, 2013
8 pages

In this Issue:

Practice Tips

  • Say What? Smaller Reporting Companies Subject to Say-on-Pay in 2013
  • 10b5-1 Plans Making Headlines
  • Directors Beware: This Seinfeld Not So Funny

SEC News

  • Are Your Executives Posting Company Information on Facebook or Other Social Media Websites? The SEC Is Watching
  • SEC Issues Compliance and Disclosure Interpretations on Disclosure of Activities Relating to Iran
  • Welcome a New Type of SEC Filing—IRANNOTICE

NASDAQ/NYSE News

  • When Do You Need to Start Complying With New NASDAQ and NYSE Compensation Committee Rules?

SEC Comment Letter Trends

  • Common Disclosure Flaws

Proxy Season

  • New Form of Due Diligence: Relationships with Compensation Consultants

Corporate Governance

  • Indemnify Me, Maybe
  • The SEC Approved PCAOB Rules on Communications with Audit Committees

SEC Rules, Regulation & Guidance

Lowenstein Sandler: Dodd-Frank Act Rulemaking: SEC and CFTC Issue Red Flags Rules to Address Identity Theft

May 17, 2013 SEC & CFTC Adopt Identity Theft Rules

Clifford Chance: SEC Proposes U.S. Regulatory Regime for Cross-Border Securities-Based Swap Activities

May 17, 2013 SEC Proposes Rules for Cross-Border Security-Based Swap Activities

Fried Frank: SEC Proposes Rules for Cross-Border Security-Based Swap Transactions

May 16, 2013 SEC Proposes Rules for Cross-Border Security-Based Swap Activities