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You are here: SEC & Securities Law FINRA & the Exchanges FINRA & The Exchanges Morrison Foerster: Structured Thoughts: News for the financial services community

MoFoLogoStructured Thoughts: News for the financial services community

Morrison Foerster
January 16, 2013
5 pages

In this Issue:

  • Additional SEC Guidance on Estimated Value Disclosures
  • FINRA to Continue Its Focus on Structured Products
  • FINRA’s Ketchum Discusses Structured Products
  • FINRA Issues Q&A Guidance on New Communications Rules
  • FINRA Proposal Requires Disclosure of Enhanced Compensation

FINRA & The Exchanges