Structured Thoughts: News for the financial services community
Morrison Foerster
January 16, 2013
5 pages
In this Issue:
- Additional SEC Guidance on Estimated Value Disclosures
- FINRA to Continue Its Focus on Structured Products
- FINRA’s Ketchum Discusses Structured Products
- FINRA Issues Q&A Guidance on New Communications Rules
- FINRA Proposal Requires Disclosure of Enhanced Compensation























