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GoodwinProcterLogoFinancial Services Newsletter

Goodwin Procter
January 15, 2013
4 pages

In this Issue:

  • Basel Committee Revises Liquidity Rules and Grants Banks Additional Time to Satisfy the Liquidity Requirements
  • CFPB Issues Final Rule on Ability-to-Repay Standards and Qualified Mortgage Exception
  • SEC Staff Grants Two-Year Extension of No-Action Relief Permitting Broker-Dealers to Rely on Registered Advisers to Perform AML Customer Identification
  • FINRA Provides Guidance on New Rules Governing Communications with the Public

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