January 8, 2013
Friday, Mar 07th
Last update06:28:50 PM
Trending ..... M&A Brokers Get SEC Registration Relief ..... SEC Re-education Camp for Accounting Gang of Four? ..... A+? SEC Proposes Changes to Reg A Exemption ..... Halliburton II: SCOTUS Goes Back to Basic ..... SEC Gives More "Bad Acting" Lessons ..... Great Hill: Attorney Client Privilege Survives Merger ..... SEC Guides on Supervisory Liability for Broker-Dealers ..... FINRA Guides on Broker-Dealer Conflicts .... SDNY on Extraterritorriality of DF Whistleblowing Rules ..... Business Continuity Planning ..... CEO's Face Pay Ratio Disclosure ..... Court Challenge to Conflict Minerals Rules Hits Rocks ..... "General Solicitation" Rules Eased for Private Placements ..... Dissed-Closure: Court Blocks SEC Resource Extraction Issuer Rule .....
“The playing field remains wide open and the opportunities for inventing, re-inventing and accelerating legal reputation are perhaps unprecedented.”