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GoodwinProcterLogoFinancial Services Newsletter

Goodwin Procter
December 26, 2012
6 pages

In this Issue:

  • FRB Seeks Comment on Enhanced Prudential Standards for Foreign Banking Organizations and Foreign Nonbank Financial Companies Subject to FRB Supervision
  • FDIC Issues Community Banking Study
  • UBS Fined an Aggregate of $1.5 Billion by Global Regulators for Manipulation of Libor, Euribor and Other Interest Rate Benchmarks
  • FINRA Provides Additional Guidance on New Suitability Rule
  • CFTC Issues No-Action Relief from Swap Dealer De Minimis Calculations for U.S. Banks Wholly Owned by Foreign Entities
  • CFTC Approves Final Rule on Records of Transactions in Commodity Interests
  • CFTC Approves Interim Final Rules for Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants
  • CFTC Issues Range of Swaps-Related Interpretive Guidance and No-Action relief
  • SEC Grants Conditional Exemptions under the Exchange Act in Connection with Portfolio Margining of Swaps and Security-Based Swaps

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