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You are here: SEC & Securities Law Enforcement Sutherland: Stepping Into the Ring Against the SEC and FINRA: Sometimes It Pays to Duke It Out Against the Regulators

sutherlandlogoStepping Into the Ring Against the SEC and FINRA: Sometimes It Pays to Duke It Out Against the Regulators

Sutherland
From Thomson Reuters' Securities Regulation Law Journal
December 19, 2012

11 pages

SEC Enforcement