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GoodwinProcterLogoFinancial Services Newsletter

Goodwin Procter
December 4, 2012
6 pages

In this Issue:

  • CFTC Staff Postpones CPO Registration Compliance Deadline for Certain Funds of Funds
  • CFTC Approves Final Clearing Requirement Determination and Issues Related No-Action Relief
  • CFTC Staff Withdraws Elements of Cleared Swaps Reporting FAQ
  • CFTC Amends No-Action Letter on “Pay-to-Play” Rules
  • CFTC Issues No-Action Relief for Bespoke or Complex Swaps From Certain Swap Data Reporting Requirements
  • CFTC Staff Issues No-Action Relief from CPO Registration for Advisors Meeting SEC Family Office Investment Adviser Definition
  • FRB Governor Tarullo Outlines Potential Revisions to U.S. Regulation of Foreign Banking Organizations
  • Federal and State Banking Agencies Issue Interagency Statement on Section 612 of the Dodd-Frank Act
  • SEC Announces Settlements with India-Based Broker-Dealers Over U.S. Brokerage Activities
  • SEC Staff Provides Guidance on Advisers Act Exemption for CFTC-Registered Investment Advisers

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