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SimpsonThacherLogoSecurities Law Alert, November 2012

Simpson Thacher
November 30, 2012
17 pages

In this Issue:

  • The Supreme Court Hears Oral Argument in Amgen, Inc. v. Connecticut Retirement Plans and Trust Funds
  • The Southern District of New York Finds Alleged Misrepresentations About Internal Controls Sufficient on a Stand-Alone Basis to State a Securities Fraud Claim  
  • The Western District of Texas Holds That the SEC May Claw Back Executive Bonus and Incentive Compensation under Section 304 of the Sarbanes-Oxley Act Without a Showing of Misconduct or Scienter
  • The Southern District of Ohio Holds That a “No Reliance” Clause Precludes Fraud and Negligent Misrepresentation Claims Brought by a Sophisticated Investor against Credit Suisse

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