Goodwin Procter: Financial Services Newsletter

Financial Services Newsletter

Goodwin Procter
November 27, 2012
5 pages

In this Issue:

A Summary of Proposed Qualified Mortgage, Qualified Residential Mortgage and BASEL III Category I Mortgage Requirements
SEC Settles Administrative Proceeding Against a Life Insurance Company Relating to Claims of Unclear and Insufficient Disclosures Regarding Certain Annuity Products
SEC Establishes Credit-Worthiness Standard for Certain Debt Securities Purchased by Business and Industrial Development Companies to Replace Former Credit Rating Standard
CFTC Staff Provides Pay-to-Play No-Action Relief for Swap Dealers
CFTC Staff Postpones Compliance Dates for Certain Swap Dealer Reporting Obligations

Banking Sector Reform Sullivan & Cromwell: Dodd-Frank Stress Tests: Federal Reserve Issues Summary Instructions for Dodd-Frank Company-Run, Mid-Year Stress Tests Davis Polk: Too Big to Fail: The Path to a Solution Sullivan & Cromwell: Basel III Capital Framework: Basel Committee Publishes Consultative Document Proposing Changes to the Capital Treatment of Purchased Credit Protection	Consumer Financial Services Troutman Sanders: CFPB Cracks Down on Sham Affiliated Business Arrangements Under Section 8 of RESPA ReedSmith: In the Continuing Saga of the TCPA: Good News, Bad News From a Court in Miami [Mais v. Gulf Coast Collection Bureau, et al] Venable: CFPB and Justice Department Team Up on Enforcement	Investment Funds Bingham: FINRA Issues New Guidance for Broker-Dealer Communications Regarding Real Estate Investments Morrison Foerster: FINRA Focuses on Anti-Money Laundering Procedures and Red Flags Morrison Foerster: FINRA Identifies Concerns with Marketing of Real Estate Investment Products
Capital Markets Hogan Lovells: Equity Capital Markets – Which Market? Ropes & Gray: Bond is Back: Opportunities for investors in European HY Debt Davis Polk: New and Proposed Research Rules Create Compliance Challenges for Banks	SEC & US Securities Law Dechert: SEC Targets Another Fund Board in Recent Enforcement Case Arnold & Porter: Does the Hand Fit the Glove? Assessing Your Company's Anti-corruption Compliance Program Ropes & Gray: SEC Issues IM Guidance Update on Compliance with Exemptive Orders	M&A/Private Equity Allen & Overy: Inbound acquisitions at a glance Paul Weiss: M&A at a Glance (May 2013) Debevoise & Plimpton: Holding the Defensive Line: Delaware Court Rejects Extension of Warn Act Liability to Private Equity Sponsor
Hedge Funds Paul Hastings: Hedge Fund Report - Summary of Key Developments - Spring 2013 Nixon Peabody: Recent BVI decisions offer guidance to investors and funds facing redemption disputes Alston & Bird: How Hedge Funds and Private Equity Firms Can Manage Foreign Corrupt Practices Act Risks	Derivatives Winston & Strawn: Dodd-Frank: Recent Relief from Business Conduct Rules in Respect of FX Transactions Day Pitney: CFTC External Business Conduct Standards - Temporary Relief to Foreign Exchange Transactions Schulte Roth & Zabel: CFTC Grants Temporary Relief for FX and Swaps Prime Brokerage Arrangements: Context for Private Fund Managers and Other Investment Advisers	Securitization Ashurst: CLO Update: Consultation Paper on CRD IV Risk Retention Dechert: EBA Consultation Paper Raises Concerns for CLOs Chapman and Cutler: Dodd-Frank Swaps Clearing Requirement Looming for Securitizations
Senior Lending/Credit Facilities King & Spalding: Voluntary Secondary Market Disclosure About Bank Loans King & Spalding: Bankruptcy Implications of Affiliated Lender Provisions and Debt Buybacks Bryan Cave: Compliance Considerations For End-Users Of Derivatives	Public Finance Ballard Spahr: U.S. Senate Passes Water Resources Development Act Pepper Hamilton: Chapter 9 Bankruptcy of Stockton, Calif., Moves Forward McGuireWoods: The President’s FY 2014 Budget Proposal: Positives and Negatives for Public Finance	China Minter Ellison: New rules for foreign debt in China Allen & Overy: FOREX conversion in China via a RMB Clearing Bank in Singapore Paul Hastings: China Expands RQFII Regime
European Union Sidley Austin: AIFM Directive 2013 Update: Securitisation Risk Retention Requirement Shearman & Sterling: The Eurozone Crisis: Legal Implications for the Real Estate Market Hogan Lovells: Scope of implementation of the AIFM-directive in national law	United Kingdom McGuireWoods: The High Court Signals a Narrowing in the Interpretation of Material Adverse Change Clifford Chance: The week at the UK regulators Dechert: Has the FCA Started As It Means To Go On?	Islamic Finance Clifford Chance: Shari'a Compliant Real Estate Financing Clifford Chance: Introduction to Sukuk Clifford Chance: Shari'a Compliant Investment Funds

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