Thursday, Nov 26th

Last update02:58:17 PM

Font Size




Menu Style

You are here: Industry Financial Services Goodwin Procter: Financial Services Newsletter

mycorporateresourcetrending PartnershipAuditRegime FiNCENAMLRegs BE180BenchmarkSurvey AIFMDPassport ManagementFeeWaivers
FINRA Debt Equity Conflict Research Rules CyberScams SECLiquidityManagementRules SECCyberSanctions OCIECybersecurity UKFinancialListCourt

GoodwinProcterLogoFinancial Services Newsletter

Goodwin Procter
November 27, 2012
5 pages

In this Issue:

  • A Summary of Proposed Qualified Mortgage, Qualified Residential Mortgage and BASEL III Category I Mortgage Requirements
  • SEC Settles Administrative Proceeding Against a Life Insurance Company Relating to Claims of Unclear and Insufficient Disclosures Regarding Certain Annuity Products
  • SEC Establishes Credit-Worthiness Standard for Certain Debt Securities Purchased by Business and Industrial Development Companies to Replace Former Credit Rating Standard
  • CFTC Staff Provides Pay-to-Play No-Action Relief for Swap Dealers
  • CFTC Staff Postpones Compliance Dates for Certain Swap Dealer Reporting Obligations

Our Latest Financial Services News