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You are here: Industry Financial Services Goodwin Procter: Financial Services Newsletter

GoodwinProcterLogoFinancial Services Newsletter

Goodwin Procter
November 13, 2012
3 pages

In this Issue:

  • Financial Stability Oversight Council Proposes Money Market Fund Reform Options for Public Comment
  • Federal Banking Agencies Advise Banking Institutions that Effective Date of Revised Regulatory Capital Rules is Expected to be Delayed
  • SEC Approves FINRA Amendment of Research Analyst Rules to Conform with Requirements of the JOBS Act
  • CFTC Issues Interpretive Guidance on Cleared Swaps Segregation Rules
  • CFTC Provides No-Action Relief for Swap Dealer and Major Swap Participant Record-Keeping Requirements
  • Department of Labor Administrative Review Board Rejects Sarbanes-Oxley Whistleblower Claim Against Bank of America

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